According to Article 43a of the Directive 2011/61/EU of 8 June 2011 on Alternative Investment Fund Managers, as amended by Directive (EU) 2019/1160 of 20 June 2019 with regards to cross-border distribution of collective investment undertakings, LGT (Lux) II, SICAV (the “Company”) makes available, in each Member State where it intends to market its Shares, facilities to perform the following tasks listed from a) to f).
Please note that in case of discrepancy, the conditions set out in the Offering Document of the Company shall prevail. The below has an informative purpose only and is provided pursuant to the Article 43a of the Directive 2011/61/EU of 8 June 2011, as amended by Directive (EU) 2019/1160 of 20 June 2019.
Defined terms used within this document, and which are not otherwise defined within this document, shall have the same meaning as assigned within the Offering Document of the Company.
An investor may turn to Credit Suisse Fund Services (Luxembourg) S.A. (the “Administrator”) and require that any payments made to them from the Company be conducted through Credit Suisse Fund Services (Luxembourg) S.A.. Investors that hold Shares in the Company may transact with Administrator to require the redemption/repurchase of their Shares.
Credit Suisse Fund Services (Luxembourg) S.A.
5 rue Jean Monnet
L-2180 Luxembourg
Luxembourg
list.amluxclientservice@credit-suisse.com
Subscriptions for Shares
By completing and submitting the relevant subscription form to the Administrator, an investor will have made an offer to subscribe for the Shares which, once it is accepted by the Company, has the effect of a binding contract. The terms of such contract will be governed by the subscription form (read together with this Offering Document and the Articles of Incorporation).
Upon the issue of the Shares, an investor will become a Shareholder of the Company in relation to the relevant Sub-Fund.
Shares in the Company are only available in uncertificated form and will exist exclusively as book entries in the register. Registered Shareholders will receive a confirmation of their shareholding. Fractions of Shares may be issued up to three decimal places.
The Company reserves the right to reject in whole or in part any subscription application. In addition, the Board of Directors reserves the right to suspend the issue and sale of Shares at any time and without notice.
Please refer to the Offering Document, in particular to Section 8: “Issue and Redemption of Shares” and to the Annex for the relevant Sub-Fund.
Minimum Subscription
Investments in Shares of the Sub-Fund shall be subject to the Minimum Initial Subscription Amount requirements, which shall be determined by reference to the Subscription Price paid in respect of the Shares held in the relevant Category.
The Board of Directors is free to waive the Minimum Initial Subscription Amount requirements subject to regulatory limitations and subject to all subscribers being treated fairly.
The minimum initial subscription amount for Shares of a Sub-Fund or Category are described in the Annex for the relevant Sub-Fund.
Please refer to the Offering Document, and to the Annex for the relevant Sub-Fund.
Subscription Deadline
Subscription Deadlines are disclosed in the Annex to the relevant Sub-Fund.
Subscription Price
The Subscription Price is based on the Net Asset Value per Share. The Net Asset Value of the Shares of each Category of each Sub-Fund is determined in its reference currency. It shall be determined as of each Valuation Day (as defined for each Sub-Fund),and be calculated by dividing the net assets attributable to each Category of each Sub-Fund by the number of Shares of such Category of a Sub-Fund then outstanding. The net assets of each Category are made up of the value of the assets attributable to such Category within each Sub-Fund less the total liabilities attributable to such Category calculated at such time as the Board of Directors shall have set for such purpose. The Net Asset Value shall be calculated with up to two decimal places.
The Subscription Price of new Shares shall correspond to the prevailing Net Asset Value of the Shares of the relevant Category.
Please refer to the Offering Document, in particular Section 9 “Valuation of the Shares” and to the Annex for the relevant Sub-Fund.
Payment of the Subscription Price
The timeline for the payment of the Subscription monies is disclosed in the Annex related to the relevant Sub-Fund.
Please refer to the Offering Document, in particular Section 9 “Valuation of the Shares” and to the Annex for the relevant Sub-Fund.
A Subscription Fee may be added to the Subscription Price to compensate financial intermediaries and other persons who assist in the placement of Shares.
To cover the costs incurred from the placement of the Shares, the Company may, as defined in the Annex for the relevant Sub-Fund (if applicable), charge a subscription fee on the Net Asset Value of newly issued Shares in favour of the Company, the depositary and/or authorised distributors in Luxembourg or abroad.
A sales commission not exceeding 5% of the Subscription Price may be added in favour of financial intermediaries and other persons who assist in the placement of Shares.
Please refer to the Offering Document, in particular to Section 10: “Fees and Expenses” and to the Annex for the relevant Sub-Fund.
The Shareholders shall have the right if the relevant Sub-Fund is open-ended, on such dates as determined in the Annex for the relevant Sub-Fund to present their Shares for redemption to the Company. If, as a result of a redemption request, the value of any holding decreases below the Minimum Initial Subscription Amount set out in the Annex for the relevant Sub-Fund, then such request will be treated as a request for the redemption of the entire holding.
The Company may suspend the investors’ right to require the Company to redeem their Shares during any period when the determination of the Net Asset Value of the Shares of the Sub-Fund and/or Category is suspended as provided in Offering Document in Section 9 “Valuation of the Shares”.
In the event of a suspension of redemptions, a withdrawal of redemption requests will be effective only if written notification is received by the Administrator before the termination of the period of suspension. If the request is not so withdrawn the redemption will be made on the Valuation Day (as defined for each Sub-Fund) immediately following the end of the suspension.
Please refer to the Offering Document, in particular to Section 8: “Issue and Redemption of Shares” and to the Annex for the relevant Sub-Fund.
For the payment of redeemed Shares, the Company may charge a redemption fee on the Net Asset Value of the Shares redeemed, as set forth in the Annex for the relevant Sub-Fund (if applicable).
Please refer to the Offering document, in particular to Section 8: “Issue and Redemption of Shares” and to the Annex for the relevant Sub-Fund.
The timeline to receive payments of the proceeds of redemption are disclosed in the Annex related to the relevant Sub-Fund.
You can contact:
LGT Capital Partners Ltd.
Schützenstrasse 6
CH-8808 Pfäffikon
Liquid Strategies & Investment Structuring (LSIS)
lgt.cp.ls-legal@lgtcp.com
You are investing in the Shares of a Sub-Fund of the Company, a société anonyme qualifying as a société d’investissement à capital variable – fonds d’investissement spécialisé, under the 2007 Law. The Articles of Incorporation were initially published in the Mémorial on 2 April 2013 and were amended on 2 June 2014. The Company has been registered with the Registre de Commerce et des Sociétés, Luxembourg under the number B.175.959. The Company qualifies as an alternative investment fund within the meaning of the 2013 Law, which transposed the AIFMD into Luxembourg law.
The Company is an umbrella fund and as such provides investors with the choice of investments in a range of several separate Sub-Funds, each of which relates to a separate portfolio of assets permitted by law with specific investment objectives, as described in the relevant Annex.
The Company offers investors, within the same investment vehicle, a choice between several sub-funds (the “Sub-Funds”) or Categories, which are managed separately, and which are distinguished mainly by their specific investment policy, by the currency in which they are denominated and/or by their duration. The specifications of each Sub-Fund are described in the relevant Annex of the Sub-Fund.
Please refer to the Offering Document, in particular to Section 2: “The Company” and to the Annex for the relevant Sub-Fund.
An investment in a Sub-Fund of the Company involves certain risks relating to the Sub-Fund’s structure and investment objectives which investors should evaluate before making a decision to invest in such Sub-Fund. The investments within each Sub-Fund are subject to market fluctuations and to the risks inherent in all investments; accordingly, no assurance can be given that the investment objectives of the relevant Sub-Fund will be achieved.
Investors should make their own independent evaluation of the financial, market, legal, regulatory, credit, tax and accounting risks and consequences involved in investment in a Sub-Fund and its suitability for their own purposes. In evaluating the merits and suitability of an investment in a Sub-Fund, careful consideration should be given to all of the risks attached to investing in a Sub-Fund.
An investment in Shares of a Sub-Fund carries substantial risk and is suitable only for investors who accept the risks, can afford losing their entire investment and who understand that there is no recourse other than to the assets of the relevant Sub-Fund.
Please refer to the Offering Document, in particular to Section 4:” General Risk Factors” and to the Annex for the relevant Sub-Fund.
The Net Asset Value per Share may decrease as well as increase. An investor may not receive back the amount he has invested. Changes in exchange rates may also cause the Net Asset Value per Share in the investor’s base currency to increase or decrease. There is no guarantee as to the Company’s future performance or return.
Additionally, general risks which are inherent in all investments, the investment in the Company entails risks specific to the investment objectives and strategy of each Sub-Fund.
Please refer to the Offering Document, in particular to Section 4:” General Risk Factors” and to the Annex for the relevant Sub-Fund.
There is no guarantee as to the Company’s future performance or return. Past performance is not an indicator of future returns.
Please refer to the Offering Document, in particular to Section 4 ”General Risk Factors” and to the Annex for the relevant Sub-Fund.
You can access in particular the Information on Complaints Management and the Information on Investor Rights, in English, at https://www.lgtcp.com/en/regulatory-information/.
Client complaints may be communicated in writing (e.g. by letter, e-mail or fax or by using the complaint form on the homepage) or verbally (e.g. in person or by telephone) free of charge to:
LGT Capital Partners (Ireland) Limited
Third Floor
30 Herbert Street
Dublin 2
Ireland
Phone: +353 1 433 7420
Fax: +353 1 433 7425
E-Mail: lgt.cp@lgtcp.com
To handle your complaint, we need the following information from you:
· Contact details (first name, last name, address, telephone no., e-mail address)
· Name of fund/sub-fund/share class and ISIN number or securities number (if your compliant refers
· to a fund)
· Reason for complaint and what it relates to
· Client's proof at the time the reason for the complaint occurred (if your compliant refers to a fund)
LGT Capital Partners (Ireland) Limited will ensure that once we receive your complaint it is handled swiftly and competently and that you receive a written reply after we have investigated the complaint. For further information, please refer to the Complaints Management document on https://www.lgtcp.com/en/regulatory-information/.
Tax charges and withholding taxes in various jurisdictions in which the Company invests may affect the level of distributions made to it and accordingly to shareholders. No assurance can be given as to the level of taxation applicable to the Company or its investments.
It is expected that Eligible Investors in the Company will be resident for tax purposes in many different countries. Consequently, except as set out below, no attempt is made in the Offering Document to summarise the taxation consequences for each investor subscribing, converting, holding or redeeming or otherwise acquiring or disposing of Shares.
Eligible Investors should consult their own professional advisors on the possible tax or other consequences of buying, holding, transferring or selling the Shares under the laws of their countries of citizenship, residence or domicile.
Please refer to the Offering Document, in particular to Section11:”Taxation” and to the Annex for the relevant Sub-Fund.
Any investor or potential investor may turn to LGT Capital Partners Ltd., Schützenstrasse 6, CH-8808 Pfäffikon to request to be given free of charge a copy of the Prospectus, the KIDs, the most recent Annual Report as well as a copy of the Company’s constitutive document.
Audited annual reports will be mailed to each Shareholder at his registered address and will be made available at the registered office of the Company. Copies of the Articles of Incorporation of the Company, of the current Offering Document and of the latest financial reports may be obtained on request at the Company’s registered office.
The KIDs may be obtained on the website www.lgtcp.com/en/regulatory-information/ or in paper form from LGT Capital Partners (Ireland) Limited (the “AIFM”) upon request.
The latest Net Asset Value will be available to (prospective) shareholders online at www.lgtcp.com/en/regulatory-information/ and historical performance on https://www.lgtcp.com/en/investment-solutions.
The following entities are in charge of the following tasks. The contact details are disclosed under the section below “Who should you contact if you have additional questions?”
a) processing investors' subscription, payment, repurchase and redemption orders relating to the units or Shares of the AIF, in accordance with the conditions set out in the AIF's documents: Credit Suisse Fund Services (Luxembourg) S.A.
b) providing investors with information on how orders referred to in point (a) can be made and how repurchase and redemption proceeds are paid: LGT Capital Partners Ltd.
c) facilitating the handling of information relating to the exercise of investors' rights arising from their investment in the AIF in the Member State where the AIF is marketed: LGT Capital Partners Ltd.
d) making the information and documents required pursuant to Articles 22 and 23 available to investors for the purposes of inspection and obtaining copies thereof: LGT Capital Partners Ltd.
e) providing investors with information relevant to the tasks that the facilities perform in a durable medium as defined in point (m) of Article 2(1) of Directive 2009/65/EC of 13 July 2009: LGT Capital Partners Ltd.
f) acting as a contact point for communicating with the competent authorities: LGT Capital Partners Ltd.
If you have any further questions that are not listed on this webpage, please feel free to reach out to the following entity, for question related to the point a) of the facilities list:
Credit Suisse Fund Services (Luxembourg) S.A.
5 rue Jean Monnet
L-2180 Luxembourg
Luxembourg
list.amluxclientservice@credit-suisse.com
You may reach out to the following entity for questions related to the points b) to f) of the facilities list:
LGT Capital Partners Ltd.
Schützenstrasse 6
CH-8808 Pfäffikon
Liquid Strategies & Investment Structuring (LSIS)
lgt.cp.ls-legal@lgtcp.com
These entities will respond to your question(s) by email within a reasonable timeframe in one of the official language(s) of your country, or in English, where acceptable.
